funding margining into clearing

Have you simplified your fund margining into clearing?

An Investment Manager is required to deposit margin with the Clearing Broker to cover credit exposure.  There are different methodologies that can be utilised for the margin settlement process using one or more currencies. Multi-currency margin is the process whereby …

Systems Transitions Risk

7 Scary Risks For Systems Transitions

Migrating between systems introduces transition risks for investment firms using outsourced service and technology providers. This article highlights some of the typical investment operations transition risks and their mitigations to help firms with a successful transition delivery phase. “Successful transition …

CFD reset

How to verify CFD Equity Resets & Financing

A common challenge for Asset Managers, Fund Administrators & Middle Office investment book of record (IBOR) providers is how to ensure that Contract For Difference (CFD) resets as presented by the prime broker are correct. This article provides a brief outline of …

Cash break IBOR

Three common causes of cash breaks and how to resolve them

Every firm should reconcile expected versus actual cashflows. Breaks in this reconciliation show many underlying complex causes. Resolving these leads to greater efficiency throughout your processing environment. The cash reconciliation is a fundamental control for your books and records. A …